-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H0q2RloH7nBgtrVPf1/Nn2fTv3olwRSO1KxEtLPfOAeYB+S9hqNT2jwidEHt/18M p+j4Ve1iunRCB+r/Vhac4A== 0000929624-00-000205.txt : 20000225 0000929624-00-000205.hdr.sgml : 20000225 ACCESSION NUMBER: 0000929624-00-000205 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 DATE AS OF CHANGE: 20000224 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: E LOAN INC CENTRAL INDEX KEY: 0001082337 STANDARD INDUSTRIAL CLASSIFICATION: 6162 IRS NUMBER: 770460084 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-56953 FILM NUMBER: 544302 BUSINESS ADDRESS: STREET 1: 5875 ARNOLD RD., SUITE 100 CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 9252412402 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TECHNOLOGY PARTNERS FUND V L P CENTRAL INDEX KEY: 0000918485 STANDARD INDUSTRIAL CLASSIFICATION: IRS NUMBER: 680316696 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1550 TIBURON BLVD STE A CITY: BELVEDERE STATE: CA ZIP: 94920 BUSINESS PHONE: 4154351935 MAIL ADDRESS: STREET 1: 1550 TIBURON BLVD SUITE A CITY: BELVEDERE STATE: CA ZIP: 949202 SC 13G/A 1 AMENDMENT NO. 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* UNDER THE SECURITIES EXCHANGE ACT OF 1934 E-LOAN Inc. - - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - - -------------------------------------------------------------------------------- (Title of Class of Stock) 26861P 10 7 - - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 1999 - - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 26861P 10 7 Page 2 of 13 - - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS, 1 SS or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Technology Partners Fund V, L.P. - - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [X] - - ------------------------------------------------------------------------------ SEC USE ONLY 3 - - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 California - - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 2,270,630 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 2,270,630 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 2,270,630 - - ------------------------------------------------------------------------------ CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 10 [_] - - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11 5.45% - - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 PN - - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 26861P 10 7 Page 3 of 13 - - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS, 1 SS or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS TP Management V, L.P - - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [X] - - ------------------------------------------------------------------------------ SEC USE ONLY 3 - - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 California - - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 2,273,196 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 2,273,196 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 2,273,196 - - ------------------------------------------------------------------------------ CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 10 [_] - - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11 5.45% - - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 PN - - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 26861P 10 7 Page 4 of 13 - - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS, 1 SS or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Technology Partners Fund VI L.P. - - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [X] - - ------------------------------------------------------------------------------ SEC USE ONLY 3 - - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 California - - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 2,461,440 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 2,461,440 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 2,461,440 - - ------------------------------------------------------------------------------ CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 10 [_] - - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11 5.91% - - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 PN - - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 26861P 10 7 Page 5 of 13 - - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS, 1 SS or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS TP Management VI, L.L.C. - - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [X] - - ------------------------------------------------------------------------------ SEC USE ONLY 3 - - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 California - - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 2,479,707 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 2,479,707 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 2,479,707 - - ------------------------------------------------------------------------------ CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 10 [_] - - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11 5.95% - - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 CO - - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 26861P 10 7 PAGE 6 OF 13 - - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS, 1 S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS William Hart - - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [X] - - ------------------------------------------------------------------------------ SEC USE ONLY 3 - - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 4,752,893 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 4,752,893 - - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 4,752,893 - - ------------------------------------------------------------------------------ CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 10 [_] - - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11 11.40% - - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 IN - - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 26861P 10 7 Page 7 of 13 - - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS, 1 SS or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Roger Quy - - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [X] - - ------------------------------------------------------------------------------ SEC USE ONLY 3 - - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United Kingdom - - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 4,752,893 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 4,752,893 - - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 4,752,893 - - ------------------------------------------------------------------------------ CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 10 [_] - - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11 11.40% - - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 IN - - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 26861P 10 7 Page 8 of 13 - - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS, 1 SS or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS John E. Ardell, III - - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [X] - - ------------------------------------------------------------------------------ SEC USE ONLY 3 - - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 4,752,893 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 4,752,893 - - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 4,752,893 - - ------------------------------------------------------------------------------ CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 10 [_] - - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11 11.40% - - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 IN - - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 26861P 10 7 Page 9 of 13 - - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS, 1 SS or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Ira Ehrenpreis - - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [X] - - ------------------------------------------------------------------------------ SEC USE ONLY 3 - - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 4,752,893 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 4,752,893 - - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 4,752,893 - - ------------------------------------------------------------------------------ CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 10 [_] - - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11 11.40% - - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 IN - - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 26881P 10 7 Page 10 of 13 Item 1. (a) E-LOAN, Inc. 5875 Arnold Road Dublin, CA 94568 Item 2. (a) Name of Person Filing: Technology Partners Fund V, L.P. ("Fund V") TP Management V, L.P. ("Mgmt V") Technology Partners Fund VI, L.P. ("Fund VI") TP Management VI, L.L.C. ("MGMT VI") William Hart, General Partner (Fund V, Mgmt V, Fund VI) and Managing Member (Mgmt VI) Roger Quy, General Partner (Fund V, Mgmt V, Fund VI) and Managing Member (Mgmt VI) John E. Ardell, III, General Partner (Fund V, Mgmt V, Fund VI) and Managing Member (Mgmt VI) Ira Ehrenpreis, General (Fund V, Mgmt V, Fund VI) and Managing Member (Mgmt VI) (b) Address of Principal Business Office: 1550 Tiburon Blvd., Suite A Belvedere, CA 94920 (c) Citizenship/Place of Organization: Entities: California California California California Individuals: United States United Kingdom United States United States (d) Title Class of Securities: Common Stock (e) CUSIP Number: 26861P 10 7 Item 3. Not applicable CUSIP No. 26816P 10 7 Page 11 of 13 Item 4. Ownership:
- - --------------------------------------------------------------------------------------- Fund V Mgmt V Fund VI Mgmt VI - - --------------------------------------------------------------------------------------- (a) Beneficial Ownership 2,270,630 2,273,196 2,461,440 2,479,677 - - --------------------------------------------------------------------------------------- (b) Percentage of Class 5.45% 5.45% 5.91% 5.95% - - --------------------------------------------------------------------------------------- (c) Sole Voting Power 2,270,630 2,273,196 2,461,440 2,479,677 - - --------------------------------------------------------------------------------------- (d) Shared Voting Power -0- -0- -0- -0- - - --------------------------------------------------------------------------------------- (e) Sole Dispositive Power 2,270,630 2,273,196 2,461,440 2,479,677 - - --------------------------------------------------------------------------------------- (f) Shared Dispositive Power -0- -0- -0- -0- - - ---------------------------------------------------------------------------------------
- - --------------------------------------------------------------------------------------- William Roger John E. Ira Hart Quy Ardell,III Ehrenpreis - - --------------------------------------------------------------------------------------- (a) Beneficial Ownership 4,752,873 4,752,873 4,752,893 4,752,873 - - --------------------------------------------------------------------------------------- (b) Percentage of Class 11.40% 11.40% 11.40% 11.40% - - --------------------------------------------------------------------------------------- (c) Sole Voting Power -0- -0- -0- -0- - - --------------------------------------------------------------------------------------- (d) Shared Voting Power 4,752,873 4,752,873 4,752,873 4,752,873 - - --------------------------------------------------------------------------------------- (e) Sole Dispositive Power -0- -0- -0- -0- - - --------------------------------------------------------------------------------------- (f) Shared Dispositive Power 4,752,873 4,752,873 4,752,873 4,752,873 - - ---------------------------------------------------------------------------------------
Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of class of securities, check the following. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group No reporting person is a member of a group as defined in Section 240. 13d- 1(b)(1)(ii)(H) of the Act. Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification After reasonable inquiry and to the best of my knowledge and behalf, I certify that the information set forth in this statement is true, complete and correct. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are held for the purpose of or with the effect of changing or influencing the control of the Issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 26861P 10 7 Page 12 of 13 Date: February 9, 2000 Technology Partners Fund V, L.P. By: TP Management V, L.P. Its general partner By: /s/ William Hart -------------------- General Partner TP Management V, L.P. By: /s/ William Hart -------------------- General Partner Technology Partners Fund VI, L.P. By: TP Management VI, L.L.C. Its general partner By: /s/ William Hart -------------------- General Partner TP Management VI, L.L.C. By: /s/ William Hart --------------------- Managing Member /s/ William Hart - - ---------------- Individual /s/ Roger Quy - - ------------- Individual /s/ John E. Ardell, III - - ----------------------- Individual /s/ Ira Ehrenpreis - - ------------------ Individual EXHIBITS A: Joint Filing Statement CUSIP No. 26861P 107 Page 13 of 13 EXHIBIT A We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of us. Date: February 9, 2000 Technology Partners Fund V, L.P. By: TP Management V, L.P. Its general partner By: /s/ William Hart --------------------- General Partner TP Management V, L.P. By: /s/ William Hart --------------------- General Partner Technology Partners Fund VI, L.P. By: TP Management VI, L.L.C. Its general partner By: /s/ William Hart --------------------- General Partner TP Management VI, L.L.C. By: /s/ William Hart --------------------- Managing Member /s/ William Hart - - ---------------- Individual /s/ Roger Quy - - ------------- Individual /s/ John E. Ardell, III - - ----------------------- Individual /s/ Ira Ehrenpreis - - ------------------ Individual -----END PRIVACY-ENHANCED MESSAGE-----